SFC Licences of KIM Chung Wan 金清完

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GLAM Capital Limited 港利資本有限公司	RE	9	23 April 2019	23 August 2023
GLAM Capital Limited 港利資本有限公司	RE	4	23 April 2019	23 August 2023
GLAM Capital Limited 港利資本有限公司	RE	1	23 April 2019	23 August 2023
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司	RE	9	04 May 2018	11 April 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司	RE	4	04 May 2018	11 April 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司	RE	1	04 May 2018	11 April 2019
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司	RE	9	16 February 2017	19 April 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司	RE	4	16 February 2017	19 April 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司	RE	1	16 February 2017	19 April 2018
Bradbury Securities Limited 源盛證券有限公司	RE	4	31 August 2015	15 February 2017
Bradbury Securities Limited 源盛證券有限公司	RE	1	31 August 2015	15 February 2017
T.F.S. Derivatives HK Limited	RE	1	01 August 2013	31 October 2014
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司	RE	4	08 September 2011	15 June 2013
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司	RE	1	08 September 2011	15 June 2013