SFC Licences of YIP Po Ching 葉寶貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TC Capital International Limited 天財資本國際有限公司 | RO | 6 | 21 August 2015 | 29 July 2021 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RO | 6 | 19 July 2013 | 14 August 2015 |
Partners Capital International Limited 博大資本國際有限公司 | RO | 6 | 07 December 2012 | 02 July 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 09 December 2006 | 16 October 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 18 October 2006 | 09 December 2006 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 19 May 2004 | 10 October 2006 |
REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |