SFC Licences of SEI Tat Fai 史達輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Research Limited 中國光大資料研究有限公司 | RO | 4 | 08 July 2014 | 20 February 2019 |
China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 13 December 2013 | 08 July 2014 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 04 January 2011 | 26 April 2013 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 10 September 2009 | 04 January 2011 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RO | 4 | 15 April 2009 | 24 August 2009 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 13 June 2006 | 15 April 2009 |
T & F Equities Limited | RO | 1 | 23 November 2005 | 01 June 2006 |
T & F Research Limited | RO | 4 | 21 June 2004 | 31 March 2006 |
T & F Research Limited | RE | 4 | 24 April 2003 | 21 June 2004 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 6 | 01 April 2003 | 11 April 2003 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 9 | 01 April 2003 | 11 April 2003 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 1 | 01 April 2003 | 11 April 2003 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 01 April 2003 | 11 April 2003 |