SFC Licences of WONG Tung Ching 王冬青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 26 February 2010 | 10 July 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RO | 1 | 10 September 2004 | 10 July 2023 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 April 2003 | 26 February 2010 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 April 2003 | 10 September 2004 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |