SFC Licences of WONG Tung Ching 王冬青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 26 February 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 10 September 2004
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 01 April 2003 26 February 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 10 September 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003