SFC Licences of LI Chun Kit 李俊杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 14 September 2015
Morgan Stanley Hong Kong Securities Limited RE 2 14 September 2015
Morgan Stanley Hong Kong Securities Limited RE 1 14 September 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 September 2015
UBS Securities Asia Limited RE 1 17 February 2011 20 May 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 20 May 2004 21 July 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 20 May 2004 21 July 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 May 2004 21 July 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 07 January 2004 18 May 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 January 2004 18 May 2004
Goldin Equities Limited 高銀(證券)有限公司 RE 1 01 April 2003 18 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 1 01 April 2003 18 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 7 01 April 2003 29 April 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 9 01 April 2003 03 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 4 01 April 2003 03 December 2003
Goldin Equities Limited 高銀(證券)有限公司 RE 4 01 April 2003 03 December 2003
Goldin Equities Limited 高銀(證券)有限公司 RE 6 01 April 2003 03 December 2003
Goldin Equities Limited 高銀(證券)有限公司 RE 9 01 April 2003 03 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 6 01 April 2003 03 December 2003