SFC Licences of TAN Ye Hin, David 陳毅衡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Capital Limited 海通國際資本有限公司 RO 6 17 April 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 17 April 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 17 April 2014
Haitong International Capital Limited 海通國際資本有限公司 RE 6 05 March 2014 17 April 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 05 March 2014 17 April 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 March 2014 17 April 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 6 14 January 2014 13 February 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 4 14 January 2014 13 February 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 1 14 January 2014 13 February 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 27 August 2010 01 January 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 27 August 2010 01 January 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 27 August 2010 01 January 2013
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 23 May 2008 17 July 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 4 01 April 2003 01 April 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 6 01 April 2003 01 April 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 1 01 April 2003 01 April 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 9 01 April 2003 01 April 2007