SFC Licences of BAGAMAN Farrah

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	14 July 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	14 July 2016
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	28 June 2010	24 July 2013
Morgan Stanley Hong Kong Futures Limited	RE	7	28 June 2010	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	28 June 2010	06 December 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	28 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	28 June 2010
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	4	20 November 2009	26 March 2010
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	1	20 October 2009	26 March 2010
CCB International Securities Limited 建銀國際證券有限公司	RE	1	20 August 2008	13 October 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	2	01 December 2005	30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	14 April 2004	30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	4	14 April 2004	19 November 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	09 December 2003	07 April 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	09 December 2003	07 April 2004
ETRADE Securities Limited 億創證券有限公司	RE	4	09 December 2003	07 April 2004
ETRADE Securities Limited 億創證券有限公司	RE	1	09 December 2003	07 April 2004
Morgan Stanley Hong Kong Futures Limited	RE	7	01 April 2003	22 July 2003
Morgan Stanley Hong Kong Futures Limited	RE	2	01 April 2003	22 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	01 April 2003	22 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	01 April 2003	22 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	01 April 2003	22 July 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	01 April 2003	22 July 2003