SFC Licences of WONG Ka Ching 黃家正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司 | RO | 9 | 17 March 2021 | |
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司 | RO | 4 | 17 March 2021 | |
MSQ Asset Management (HK) Limited 明盛資產管理(香港)有限公司 | RE | 9 | 04 March 2021 | 17 March 2021 |
China On Securities Limited 中安證券有限公司 | RO | 9 | 09 July 2018 | 28 February 2021 |
China On Securities Limited 中安證券有限公司 | RO | 1 | 06 April 2017 | 28 February 2021 |
Swiss International Asset Management Limited 瑞士國際資產管理有限公司 | RE | 9 | 31 August 2015 | 31 March 2017 |
Swiss International Asset Management Limited 瑞士國際資產管理有限公司 | RE | 4 | 31 August 2015 | 31 March 2017 |
Allco Finance (Asia) Limited | RE | 4 | 21 December 2007 | 17 March 2008 |
Allco Finance (Asia) Limited | RE | 1 | 21 December 2007 | 17 March 2008 |
CC SIF Advisory Limited | RE | 4 | 17 May 2007 | 08 April 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 14 October 2003 | 28 June 2004 |