SFC Licences of LAW Yan Ni, Freda 羅茵妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 10 June 2010 | 20 September 2022 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 10 June 2010 | 20 September 2022 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 01 April 2003 | 23 June 2009 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 01 April 2003 | 01 November 2004 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 01 April 2003 | 01 November 2004 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 5 | 01 April 2003 | 01 November 2004 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 6 | 01 April 2003 | 01 November 2004 |