SFC Licences of ZHENG Juan 鄭娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RO 1 21 October 2020 31 March 2021
Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 RO 9 09 July 2020
Fangyuan Capital (Hong Kong) Limited 方圓資本(香港)有限公司 RO 4 09 July 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 17 August 2016 12 February 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 17 August 2016 12 February 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 18 April 2016 17 August 2016
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 18 April 2016 17 August 2016
Grey Investment Limited 高易投資有限公司 RE 9 26 August 2014 31 March 2016
Grey Investment Limited 高易投資有限公司 RE 4 26 August 2014 31 March 2016
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 4 29 May 2009 31 May 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 1 29 May 2009 31 May 2014
Oriental Patron Asia Limited 東英亞洲有限公司 RO 9 29 May 2009 31 May 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 08 April 2009 29 May 2009
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 08 April 2009 29 May 2009
Oriental Patron Asia Limited 東英亞洲有限公司 RE 9 08 April 2009 29 May 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 9 19 September 2008 28 February 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 4 19 September 2008 28 February 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 19 September 2008 28 February 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 9 13 March 2007 28 February 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 4 13 March 2007 28 February 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 13 March 2007 28 February 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RE 2 18 April 2006 28 February 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 18 April 2006 13 March 2007
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 28 April 2004 10 April 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 24 June 2003 24 February 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 7 24 June 2003 07 November 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 10 April 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 12 May 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 12 May 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 12 May 2003