SFC Licences of LOK Wai Chun, Marshal 駱瑋浚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 27 November 2014 | 13 April 2015 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 27 November 2014 | 13 April 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 26 May 2010 | 03 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 26 May 2010 | 03 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 May 2010 | 03 May 2011 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 28 March 2007 | 27 February 2010 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 20 October 2005 | 14 November 2006 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 October 2005 | 14 November 2006 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 26 January 2004 | 13 February 2004 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 26 January 2004 | 13 February 2004 |