SFC Licences of LO Chung Ho, Philip 盧頌濠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	09 January 2019	01 April 2020
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	09 January 2019	01 April 2020
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司	RE	6	10 September 2018	03 October 2018
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	10 September 2018	03 October 2018
Yi Shun Da Capital Limited 易順達融資有限公司	RO	6	17 January 2017	21 June 2018
Yi Shun Da Capital Limited 易順達融資有限公司	RO	1	17 January 2017	21 June 2018
Yi Shun Da Capital Limited 易順達融資有限公司	RE	6	07 December 2016	17 January 2017
Yi Shun Da Capital Limited 易順達融資有限公司	RE	1	07 December 2016	17 January 2017
Cinda International Capital Limited 信達國際融資有限公司	RE	6	20 June 2014	21 November 2016
Cinda International Capital Limited 信達國際融資有限公司	RE	1	20 June 2014	21 November 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	25 July 2011	08 June 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	25 July 2011	08 June 2014
CTBC Asia Limited 中國信託綜合證券(香港)有限公司	RE	6	26 January 2005	17 July 2011
CTBC Asia Limited 中國信託綜合證券(香港)有限公司	RE	4	26 January 2005	17 July 2011
CTBC Asia Limited 中國信託綜合證券(香港)有限公司	RE	1	26 January 2005	17 July 2011