SFC Licences of NG Sau Wai, Betty 吳秀慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 March 2006 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 March 2006 | 06 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 October 2003 |