SFC Licences of CHAN Lap Kwan 陳立群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 9 29 July 2008 10 September 2014
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 RE 4 29 July 2008 10 September 2014
Cape Asset Management Limited 海角資產管理有限公司 RE 5 12 January 2007 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 5 12 January 2007 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 2 12 January 2007 25 April 2008
Cape Asset Management Limited 海角資產管理有限公司 RE 9 11 July 2005 25 April 2008
Cape Asset Management Limited 海角資產管理有限公司 RE 6 11 July 2005 25 April 2008
Cape Asset Management Limited 海角資產管理有限公司 RE 4 11 July 2005 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 1 01 April 2003 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 4 01 April 2003 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 9 01 April 2003 25 April 2008
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 6 01 April 2003 25 April 2008