SFC Licences of LAM Ting Yu 林鼎宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Central International Securities Limited 中環國際證券有限公司 RO 4 21 March 2024
Central International Securities Limited 中環國際證券有限公司 RO 1 21 March 2024
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 9 05 October 2023 10 December 2023
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 1 05 October 2023 10 December 2023
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 9 05 July 2023 05 October 2023
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 1 05 July 2023 05 October 2023
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 RO 9 20 September 2022 05 June 2023
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 RO 4 18 December 2019 05 June 2023
Dingxin (Securities) Limited 鼎鑫(證券)有限公司 RO 1 18 December 2019 05 June 2023
SR Wealth Securities Limited 中富證券有限公司 RO 4 17 April 2019 31 May 2019
SR Wealth Securities Limited 中富證券有限公司 RO 1 03 January 2019 31 May 2019
RaffAello Securities (HK) Limited RO 1 28 August 2018 24 December 2018
RaffAello Securities (HK) Limited RE 4 17 July 2018 24 December 2018
RaffAello Securities (HK) Limited RE 1 17 July 2018 28 August 2018
Mango Financial Limited 芒果金融有限公司 RE 4 09 May 2006 09 July 2018
Mango Financial Limited 芒果金融有限公司 RE 1 19 April 2006 09 July 2018
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 28 July 2004 10 April 2006