SFC Licences of HO Kenneth Shiu Pong 何兆邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Haitong International Capital Limited 海通國際資本有限公司	RO	6	31 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RO	4	31 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RO	1	31 March 2014
Haitong International Capital Limited 海通國際資本有限公司	RE	6	29 June 2012	31 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	29 June 2012	31 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	29 June 2012	31 March 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	22 September 2011	15 March 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	09 June 2005	15 March 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	09 June 2005	15 March 2012
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	01 April 2003	10 May 2005
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	01 April 2003	10 May 2005
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	01 April 2003	10 May 2005
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	9	01 April 2003	15 February 2005