SFC Licences of PARK Carol Lee

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 31 October 2017
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 20 June 2017
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 20 June 2017
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 4 13 November 2007 07 March 2009
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 1 13 November 2007 07 March 2009
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 4 15 September 2006 13 November 2007
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 1 21 July 2006 13 November 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 01 July 2006
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005