SFC Licences of NG Ka Chung 吳家聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 12 May 2022 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 4 | 12 May 2022 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 28 September 2020 | 12 May 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 28 September 2020 | 12 May 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 September 2020 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 December 2004 | 28 July 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 19 July 2004 | 28 July 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 July 2004 | 28 July 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 18 March 2004 | 21 April 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 March 2004 | 21 April 2004 |