SFC Licences of CHENG Chi Kwong 鄭志光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Capital Limited 南華融資有限公司 | RO | 6 | 09 June 2023 | |
South China Capital Limited 南華融資有限公司 | RE | 6 | 29 December 2022 | 09 June 2023 |
First Shanghai Capital Limited 第一上海融資有限公司 | RO | 6 | 21 November 2014 | 08 December 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RO | 6 | 24 March 2011 | 08 December 2022 |
First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 01 April 2003 | 21 November 2014 |