SFC Licences of YUAN Zhengyi 袁崢怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 15 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 April 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 01 April 2011 07 August 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 01 April 2011 07 August 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 01 April 2011 07 August 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 23 June 2009 01 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 23 June 2009 01 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 23 June 2009 01 April 2011
Merrill Lynch Far East Limited RE 4 22 April 2005 13 March 2009
Merrill Lynch Far East Limited RE 1 22 April 2005 13 March 2009
Merrill Lynch Far East Limited RE 6 14 June 2004 13 March 2009
Merrill Lynch (Asia Pacific) Limited RE 6 14 June 2004 13 March 2009
Merrill Lynch (Asia Pacific) Limited RE 4 14 June 2004 13 March 2009
Merrill Lynch (Asia Pacific) Limited RE 1 14 June 2004 13 March 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 26 May 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 26 May 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 26 May 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 26 May 2004