SFC Licences of WU Hiu Man 鄔曉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 RO 9 24 January 2019
Capital Focus Asset Management Limited 匯駿資產管理有限公司 RO 9 04 September 2018
Capital Focus Asset Management Limited 匯駿資產管理有限公司 RO 4 07 May 2018
Shun Loong Securities Company Limited 順隆證券行有限公司 RO 1 04 September 2017
Capital Focus Asset Management Limited 匯駿資產管理有限公司 RE 9 20 May 2016 04 September 2018
Wei Da Asset Management Limited 偉達資產管理有限公司 RE 9 07 January 2016 26 January 2016
Goldhorse Securities Limited 金馬證券有限公司 RO 4 19 October 2015 26 January 2016
Goldhorse Securities Limited 金馬證券有限公司 RO 1 19 October 2015 26 January 2016
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RE 9 21 October 2014 12 May 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 4 17 July 2014 12 May 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 RO 1 17 July 2014 12 May 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 02 December 2010 27 June 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 02 December 2010 27 June 2011
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 15 July 2010 04 October 2010
Angus Moore Limited 安格摩亞投資管理國際有限公司 RE 4 06 February 2008 26 August 2009
Gladstone Morgan Portfolio Services Limited RE 4 07 January 2005 14 January 2008
Goldyard Capital Limited 金營資本有限公司 RE 4 01 April 2003 28 December 2004
Goldyard Capital Limited 金營資本有限公司 RE 9 01 April 2003 07 August 2003