SFC Licences of NG Hoi Kam 吳海淦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 03 July 2023 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 16 April 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 21 February 2018 | 16 April 2020 |
| CMBC International Capital Limited 民銀資本有限公司 | RO | 1 | 20 December 2017 | |
| CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 13 September 2017 | |
| CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 04 September 2017 | 13 September 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 18 October 2007 | 31 August 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 01 April 2003 | 18 October 2007 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 4 | 01 April 2003 | 08 January 2004 |