SFC Licences of MORRISON Robert William Bentley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 13 March 2007 | 30 June 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 14 November 2006 | 30 June 2009 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 25 July 2003 | 30 June 2009 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 01 April 2003 | 30 June 2009 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 9 | 01 April 2003 | 02 July 2003 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 01 April 2003 | 02 July 2003 |