SFC Licences of LEVEN Hans Johan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quintus Partners Limited | RO | 6 | 12 June 2015 | 07 February 2020 |
| Quintus Partners Limited | RO | 1 | 12 June 2015 | 07 February 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 March 2014 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 15 October 2010 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 28 December 2009 | 15 October 2010 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 6 | 14 December 2007 | 01 July 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 01 April 2003 | 01 July 2009 |