SFC Licences of MOK Chung Sum 莫仲森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 24 October 2007 | 19 April 2008 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 April 2003 | 21 April 2007 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |