SFC Licences of LAWLOR Patrick Martin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 16 December 2021 | 01 September 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 August 2021 | 16 December 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 7 | 09 November 2015 | 01 December 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 November 2015 | 01 December 2015 |
| CLSA Limited 中信里昂證券有限公司 | RO | 7 | 28 May 2014 | 09 November 2015 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 28 May 2014 | 09 November 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 January 2010 | 28 May 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 June 2009 | 13 October 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 27 July 2004 | 05 June 2009 |