SFC Licences of HSU David Ka-Leung 許嘉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RO 9 03 January 2017 31 July 2018
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 4 28 December 2015 31 July 2018
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 1 28 December 2015 31 July 2018
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 RE 9 28 December 2015 03 January 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 23 June 2011 16 January 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 23 June 2011 16 January 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 23 June 2011 31 December 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 November 2008 25 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 November 2008 25 March 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 25 March 2011
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 25 March 2011
Credit Suisse Futures (Hong Kong) Limited RE 7 01 April 2003 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 01 April 2003 24 November 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005
Credit Suisse Futures (Hong Kong) Limited RE 5 01 April 2003 15 February 2005
Credit Suisse Futures (Hong Kong) Limited RE 9 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003