SFC Licences of HO Shu Shun 何樹信

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 4 08 May 2023
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 1 25 April 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 05 February 2015 31 March 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 05 April 2012 05 February 2015
CMBC Securities Company Limited 民銀證券有限公司 RO 1 01 November 2011 31 March 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司 RO 4 16 May 2011 27 September 2011
Central Wealth Securities Investment Limited 中達證券投資有限公司 RO 1 16 May 2011 27 September 2011
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 4 21 March 2011 16 May 2011
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 21 March 2011 16 May 2011
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 15 November 2010 28 February 2011
CMBC Securities Company Limited 民銀證券有限公司 RO 1 24 January 2008 28 February 2011
Eureka Securities Limited 怡群證券有限公司 RE 1 01 April 2003 15 April 2004
Eureka Securities Limited 怡群證券有限公司 RE 4 01 April 2003 08 January 2004
Eureka Securities Limited 怡群證券有限公司 RE 6 01 April 2003 08 January 2004
Eureka Securities Limited 怡群證券有限公司 RE 9 01 April 2003 08 January 2004