SFC Licences of SIU Pui Kay, Ruby 蕭珮琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	22 December 2021	15 December 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	1	09 December 2021	15 December 2023
Zhanlin Securities Limited 展麟證券有限公司	RE	1	15 September 2020	22 July 2021
AS Capital Limited	RO	1	10 June 2019	30 September 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	25 June 2018	28 October 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	24 October 2014	28 October 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	30 June 2014	24 October 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	30 September 2013	24 May 2014
SJS Markets Limited	RE	4	25 September 2006	10 April 2007
SJS Markets Limited	RE	1	25 September 2006	10 April 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	15 October 2004	16 December 2005
FIL Investment Advisors	RE	9	07 June 2004	16 December 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	07 June 2004	16 December 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	01 April 2003	15 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	15 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	5	01 April 2003	15 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	15 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	15 May 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	15 May 2004