SFC Licences of KURTZ Michael David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 14 November 2016 | 31 March 2024 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 24 October 2011 | 14 April 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 October 2011 | 14 April 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 September 2008 | 05 September 2011 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 4 | 10 June 2005 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 10 June 2005 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 13 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 13 December 2004 |