SFC Licences of LEE Chun Kit, Simon 李俊傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 02 November 2010 | 30 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 09 June 2009 | 30 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 June 2009 | 30 November 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 June 2009 | 30 November 2012 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 22 April 2009 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 22 April 2009 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 01 April 2003 | 22 April 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 22 April 2009 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Derivatives Hong Kong Limited | RE | 5 | 01 April 2003 | 07 February 2005 |
| UBS Derivatives Hong Kong Limited | RE | 9 | 01 April 2003 | 07 February 2005 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |