SFC Licences of CHU Raymond 朱允明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Crosby Asset Management (Hong Kong) Limited	RO	9	04 May 2018
Crosby Asset Management (Hong Kong) Limited	RO	4	04 May 2018
Crosby Asset Management (Hong Kong) Limited	RO	9	18 March 2016	23 March 2017
Crosby Asset Management (Hong Kong) Limited	RO	4	18 March 2016	23 March 2017
Crosby Securities Limited 高誠證券有限公司	RO	9	13 October 2015
Crosby Securities Limited 高誠證券有限公司	RO	4	13 October 2015
Crosby Securities Limited 高誠證券有限公司	RO	1	13 October 2015
Crosby Securities Limited 高誠證券有限公司	RE	9	25 August 2015	13 October 2015
Crosby Securities Limited 高誠證券有限公司	RE	4	25 August 2015	13 October 2015
Crosby Securities Limited 高誠證券有限公司	RE	1	25 August 2015	13 October 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	10 July 2015	17 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	10 July 2015	17 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	4	22 May 2013	10 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	1	22 May 2013	10 July 2015