SFC Licences of ALEXANDER Sean Philip 白影子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arete Research Asia Limited | RO | 4 | 27 September 2018 | |
| Arete Research Asia Limited | RE | 4 | 16 August 2018 | 27 September 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 October 2016 | 16 March 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 October 2007 | 30 November 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 September 2006 | 18 July 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 28 February 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 28 February 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |