SFC Licences of GILL Amar Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 31 October 2017 | 02 May 2018 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 31 October 2017 | 02 May 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 31 October 2017 | 02 May 2018 |
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 30 June 2014 | 02 May 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 30 June 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 August 2007 | 03 December 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 08 March 2007 | 30 August 2007 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 08 March 2007 |