SFC Licences of LAM Ka Hou 林家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 April 2016 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 April 2016 | |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 29 April 2013 | 18 September 2015 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 29 April 2013 | 18 September 2015 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 April 2004 | 22 April 2013 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 March 2004 | 22 April 2013 |