SFC Licences of CLARK Bettina Gay
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 15 November 2010 | 25 November 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 31 January 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |