SFC Licences of CLARK Bettina Gay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 15 November 2010 25 November 2011
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 31 January 2008
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004