SFC Licences of LEE Kei Leung, William 李基樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Red Cliff Asset Management Limited 赤壁資產管理有限公司 RO 9 15 August 2012
J.P. Morgan Securities (Far East) Limited RO 4 08 December 2008 28 February 2012
J.P. Morgan Securities (Far East) Limited RO 1 08 December 2008 28 February 2012
J.P. Morgan Broking (Hong Kong) Limited RO 5 17 July 2008 28 February 2012
J.P. Morgan Broking (Hong Kong) Limited RO 2 17 July 2008 28 February 2012
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 5 17 July 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 4 17 July 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 2 17 July 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 1 17 July 2008 30 November 2009
J.P. Morgan Broking (Hong Kong) Limited RO 4 18 August 2005 28 February 2012
J.P. Morgan Broking (Hong Kong) Limited RO 1 18 August 2005 28 February 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 27 July 2004 17 July 2008
J.P. Morgan Broking (Hong Kong) Limited RE 2 27 July 2004 17 July 2008
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 April 2003 18 August 2005
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 April 2003 18 August 2005
J.P. Morgan Broking (Hong Kong) Limited RE 6 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 7 01 April 2003 02 December 2003
J.P. Morgan Broking (Hong Kong) Limited RE 9 01 April 2003 02 December 2003