SFC Licences of WONG Poh Fah 黃保樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 2 17 July 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 1 17 July 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 01 June 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 26 September 2011 01 June 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 September 2011 02 October 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 07 April 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 07 April 2010
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 27 July 2005 07 April 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 27 July 2005 07 April 2010
Credit Suisse Futures (Hong Kong) Limited RE 7 27 July 2005 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 27 July 2005 24 November 2008
HSBC Securities (Asia) Limited RE 1 23 December 2004 07 July 2005
HSBC Futures (Singapore) Pte Ltd RE 2 01 April 2003 07 July 2005
HSBC Futures (Singapore) Pte Ltd RE 5 01 April 2003 29 August 2003
HSBC Futures (Singapore) Pte Ltd RE 9 01 April 2003 29 August 2003