SFC Licences of FROST Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 March 2010 | |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 May 2008 | 02 June 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 02 May 2008 | 02 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 May 2008 | 02 June 2008 |