SFC Licences of CHIU James Chien-ta
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 27 April 2011 | 25 August 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 24 April 2006 | 15 March 2011 |