SFC Licences of LU Mei Ying 呂美瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cortina Capital Asset Management Limited RE 9 24 October 2022
Cortina Capital Asset Management Limited RE 4 24 October 2022
Isola Capital Asset Management Limited 道源資產管理有限公司 RE 1 09 April 2018 30 June 2022
Isola Capital Asset Management Limited 道源資產管理有限公司 RE 9 09 March 2018 30 June 2022
Isola Capital Asset Management Limited 道源資產管理有限公司 RE 4 09 March 2018 30 June 2022
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 9 08 August 2017 19 February 2018
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 4 08 August 2017 19 February 2018
Avenue Family Office Limited 道信家族辦公室有限公司 RE 9 09 March 2017 21 July 2017
Avenue Family Office Limited 道信家族辦公室有限公司 RE 4 09 March 2017 21 July 2017
Avenue Family Office Limited 道信家族辦公室有限公司 RE 1 09 March 2017 21 July 2017
Avenue Asset Management Limited 道信資產管理有限公司 RE 9 26 September 2016 21 July 2017
Avenue Asset Management Limited 道信資產管理有限公司 RE 4 26 September 2016 21 July 2017
Merrill Lynch (Asia Pacific) Limited RE 4 10 November 2011 11 September 2012
Merrill Lynch Far East Limited RE 2 08 September 2010 11 September 2012
Merrill Lynch (Asia Pacific) Limited RE 1 11 May 2010 11 September 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 11 May 2010 08 September 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 26 March 2010
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 26 March 2010
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004