SFC Licences of LU Mei Ying 呂美瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1 09 April 2018
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 4, 9 09 March 2018
Win Harvest Asset Management Limited 豐嬴資產管理有限公司
RE 4, 9 08 August 2017 19 February 2018
Avenue Family Office Limited 道信家族辦公室有限公司
RE 1, 4, 9 09 March 2017 21 July 2017
Avenue Asset Management Limited 道信資產管理有限公司
RE 4, 9 26 September 2016 21 July 2017
Merrill Lynch (Asia Pacific) Limited
RE 4 10 November 2011 11 September 2012
Merrill Lynch Far East Limited
RE 2 08 September 2010 11 September 2012
Merrill Lynch (Asia Pacific) Limited
RE 1 11 May 2010 11 September 2012
Merrill Lynch Futures (Hong Kong) Limited
RE 2 11 May 2010 08 September 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 01 April 2003 26 March 2010
Morgan Stanley Hong Kong Futures Limited
RE 2 01 April 2003 26 March 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 4, 6, 7 01 April 2003 11 February 2004
Morgan Stanley Hong Kong Futures Limited
RE 7 01 April 2003 11 February 2004