SFC Licences of NG Kai Ni 吳佳妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 4 | 07 June 2007 | 27 June 2019 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 14 May 2007 | 27 June 2019 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 05 November 2004 | 04 May 2007 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 01 April 2003 | 13 August 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |