SFC Licences of REID Robert Stephen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
RO 1, 4 30 April 2021 28 January 2022
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
RE 9 07 January 2020 27 August 2021
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
RO 6 17 February 2015 28 January 2022
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
RE 1, 4 19 May 2014 30 April 2021
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
RE 9 19 May 2014 28 July 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司
RE 1, 4, 9 19 May 2014 31 December 2014
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 05 July 2012 13 September 2012
CLSA Limited 中信里昂證券有限公司
RE 1 14 April 2009 01 December 2010
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 04 August 2005 05 July 2012
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 May 2005 04 August 2005
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 01 April 2003 04 August 2005
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 9 01 April 2003 14 September 2004