SFC Licences of POON Philip Chung Hein 潘頌軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 31 March 2023
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 31 March 2023
Quam Asset Management Limited 華富建業資產管理有限公司 RE 1 31 March 2023
Crosby Securities Limited 高誠證券有限公司 RE 9 31 October 2022 31 December 2022
Crosby Securities Limited 高誠證券有限公司 RE 4 31 October 2022 31 December 2022
Crosby Securities Limited 高誠證券有限公司 RE 1 31 October 2022 31 December 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 11 October 2016 16 November 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 13 July 2016 16 November 2020
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 2 22 November 2011 11 June 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 30 May 2011 11 June 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 30 May 2011 22 November 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 17 August 2004 26 February 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 13 July 2004 26 February 2011
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 09 March 2004
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 09 March 2004
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 09 March 2004
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 09 March 2004