SFC Licences of SAN TO Hok Kwan 申屠學軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LIS Investment Services Limited 德悅投資服務有限公司 RO 4 08 September 2009
LIS Investment Services Limited 德悅投資服務有限公司 RE 4 09 July 2008 08 September 2009
LIS Investment Services Limited 德悅投資服務有限公司 RO 4 09 January 2008 09 July 2008
Asset Dynamic Management Limited 盈動資產管理有限公司 RE 4 28 September 2006 08 January 2008
Asset Dynamic Management Limited 盈動資產管理有限公司 RE 9 19 September 2006 08 January 2008
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 23 October 2003 07 March 2006
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 07 March 2006
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 01 April 2003 23 October 2003
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 01 April 2003 26 September 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 26 September 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 26 September 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 26 September 2003