SFC Licences of CHEUNG Suk Mun 張淑敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 23 September 2021 08 March 2024
Virtu ITG Hong Kong Limited RE 7 02 July 2014 15 January 2021
Virtu ITG Hong Kong Limited RE 1 02 July 2014 15 January 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 02 August 2011 31 May 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 02 August 2011 31 May 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 02 August 2011 31 May 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 16 June 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 16 June 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003