SFC Licences of LAM Chin Ming 林展明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prior Securities Limited 昇悅證券有限公司	RE	1	07 November 2016	19 November 2021
Prior Asset Management Limited 昇悅資產管理有限公司	RO	9	14 September 2016	19 November 2021
Prior Asset Management Limited 昇悅資產管理有限公司	RO	4	14 September 2016	19 November 2021
QH Asset Management Company Limited 前海特華資產管理(香港)有限公司	RO	9	03 July 2014	31 August 2016
QH Asset Management Company Limited 前海特華資產管理(香港)有限公司	RO	4	03 July 2014	31 August 2016
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	9	20 August 2012	31 August 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司	RE	4	20 August 2012	31 August 2012
Broadway Wealth Management Limited 博偉財富管理有限公司	RE	9	30 April 2012	18 June 2012
Broadway Wealth Management Limited 博偉財富管理有限公司	RE	4	30 April 2012	18 June 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司	RE	1	19 May 2010	27 April 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司	RE	9	14 May 2009	27 April 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司	RE	4	14 May 2009	27 April 2012
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	9	25 October 2007	10 December 2008
BMI Funds Management Limited 邦盟滙駿基金管理有限公司	RE	4	25 October 2007	10 December 2008
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司	RE	9	06 February 2007	14 June 2007
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司	RE	5	06 February 2007	14 June 2007
Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司	RE	4	29 December 2006	14 June 2007
Patterson Financial Services Limited	RE	4	01 April 2003	06 December 2006
Patterson Financial Services Limited	RE	6	01 April 2003	24 February 2004