SFC Licences of TAN Sabrina Ong 陳美美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 January 2015 | 16 March 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 November 2011 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 June 2011 | 24 January 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 26 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |