SFC Licences of HOUNSLOW Neil Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 11 July 2012 | 11 December 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 11 July 2012 | 11 December 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 November 2011 | 20 May 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 November 2011 | 20 May 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 November 2008 | 16 August 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 November 2008 | 16 August 2011 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 13 December 2007 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 13 December 2007 | 24 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 02 June 2005 | 16 August 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 02 June 2005 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |