SFC Licences of FIRTH Charles Richard Bartholomew 霍逸倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 March 2023 | 26 March 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 December 2018 | 19 January 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 11 December 2018 | 19 January 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 December 2018 | 19 January 2022 |
| Rafiki Capital Management (Hong Kong) Limited | RO | 9 | 07 November 2016 | 31 October 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2013 | 02 September 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 September 2012 | 02 September 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 June 2009 | 02 September 2016 |
| UBS Securities Asia Limited | RE | 1 | 02 May 2007 | 22 April 2009 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 27 February 2007 |